Investment Advisory
Investment advisory is a separate, fee-based service. A SEBI-registered Investment Adviser provides written, fiduciary recommendations across asset classes — mutual funds, direct equity, and fixed income. These services are offered by Omega Portfolio Advisors, a SEBI-registered Investment Adviser (INA000013323).
Mutual fund distribution and investment advisory are distinct services under separate SEBI regulations. Here is how they differ.
What Third Rock Wealth does. Goal-aligned mutual fund portfolio selection, built on a structured five-parameter score. Commission-based — the distributor is paid by the asset management company, at no fee to you. Regular plans only.
What Omega Portfolio Advisors does. Personalised, written advice across mutual funds, direct equity, and fixed income. Fee-based — paid by the client. Recommendations carry a fiduciary duty under SEBI’s Investment Adviser regulations.
These are separate SEBI-regulated activities. Clients register under one service based on their needs.
Investment advisory
Omega Portfolio Advisors is a SEBI-registered Investment Adviser (INA000013323). Their site has the full profile of their advisory programmes, the team, and the engagement model.